Great Oak Wealth Management Services, LLC is committed to safeguarding the confidentiality, integrity and security of the nonpublic personal information that is entrusted to us.
Federal law requires Great Oak Wealth Management Services, LLC to obtain and record information or identifying documents in order to verify the identity of each client.
The categories of nonpublic information that Great Oak Wealth Management Services, LLC collects from you may include information about your personal finances, information about your health to the extent that it is needed for the financial planning process, information about transactions between you and third parties, and information from consumer reporting agencies, such as credit reports. Great Oak Wealth Management Services, LLC uses this information to help you meet your personal financial goals.
Great Oak Wealth Management Services, LLC does not provide your personal information to mailing list vendors or solicitors. Federal and state regulators may review our company records and your personal records as permitted under law.
Great Oak Wealth Management Services, LLC stores your information electronically in a secure format to ensure that it is not placed at unreasonable risk.
As required by law, and consistent with the CFP Board of Ethics and Professional Responsibility, your information will be retained during the time that you are a client, and for the required time that such records must be retained in accordance with federal and state securities laws. If you decide at some point to become an inactive client, we will continue to adhere to our privacy policies and practices with respect to your information.
Great Oak Wealth Management Services, LLC may, from time to time, disclose limited information to attorneys, accountants, or other financial professionals solely for the purpose of obtaining a second opinion or to gain assistance in reviewing a specific financial question regarding your situation.